Compliance Services You Can Trust

Expert risk assessments and tailored compliance support for investment advisers striving to meet the gold standard in compliance.

Meet Erica Gould

Erica is a CPA who worked over 29 years at the SEC conducting more than 500 examinations of registered investment advisers and investment companies (21 of those years as a Supervisory Staff Accountant/Exam Manager). This experience makes her uniquely qualified to assist your SEC-registered investment advisory firm with its compliance needs. Her experience ranges from examinations of small office advisers to larger mutual fund complexes and private fund advisers with multiple affiliated entities. She has examined advisers to hedge funds, private equity funds, private real estate funds, crypto currency funds, and fund-of-funds. She also organized and managed a group of risk-targeted examinations focused on cybersecurity. She knows what you can expect from an examination and will help guide you through the process.